Search for: "Loop Capital Markets, Inc."
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15 May 2020, 7:49 am
Advisor Marc Linsky (Linsky), currently employed by ProEquities, Inc. [read post]
The SEC and Small Capital Formation: The Advisory Committee on Small and Emerging Companies (Part 1)
17 Feb 2012, 5:00 am
The committee is intended to focus on the capital raising needs of companies with less than $250 million in market capitalization. [read post]
22 Dec 2019, 9:17 am
According to a compliance officer with Purshe Kaplan Sterling Investments, Inc., (Purshe Kaplan) the firm continued to sell securities offered by GPB Capital Holdings (GPB Capital) after she had reported misgivings as to the entities business model and recommended that the firm not sell the product. [read post]
4 Feb 2016, 7:58 am
Voting members of the committee, in addition to the co-chairs, are:Robert Aguilar, CFO and Chief Operating Officer, Cabrera Capital Markets LLC, ChicagoXavier Gutierrez, President and Chief Investment Officer, Meruelo Investment Partners, Downey, CaliforniaBrian Hahn, CFO, GlycoMimetics Inc., Rockville, MarylandKyle Hauptman, Executive Director of the Main Street Growth Project, Washington, D.C.Jenny Kassan, owner, Jenny Kassan Consulting, Fremont,… [read post]
26 Dec 2019, 9:02 am
Advisor Steven Netzel (Netzel), formerly employed by Kalos Capital Inc. [read post]
9 Feb 2018, 5:06 am
Stock Market Evaluation, Moon Shots, and Corporate Innovation Posted by Ming Dong (York University), David Hirshleifer (UC Irvine), and Siew Hong Teoh (UC Irvine), on Friday, February 2, 2018 Tags: Behavioral finance, Capital allocation, Capital formation, Firm valuation, Innovation, Long-Term value, Market efficiency, R&D, Risk-taking, Stock mispricing Compensation in the 2018 Proxy Season Posted by… [read post]
24 Mar 2020, 6:35 am
Advisor Joseph Roop (Roop), formerly employed by Kalos Capital, Inc. [read post]
12 Aug 2015, 9:08 am
Hart and Company – $100,000 Loop Capital Markets, LLC – $60,000 Martin Nelson & Co., Inc. [read post]
1 Dec 2020, 11:48 am
From October 2014 until December 2014 Cohn was associated with Kovack Securities Inc. [read post]
13 Sep 2011, 1:02 pm
Also on the 19-person committee are Gregory Yadley, a corporate partner in the Tampa office of Shumaker, Loop & Kendrick and Karyn Smith, deputy general counsel of Zynga Inc. in San Francisco. [read post]
25 Jun 2015, 1:29 pm
Ziegler and Company Benchmark Securities Bernardi Securities BMO Capital Markets GKST BNY Mellon Capital Markets BOSC Central States Capital Markets Citigroup Global Markets City Securities Corporation Davenport & Company Dougherty & Co First National Capital Markets George K. [read post]
9 Oct 2007, 9:17 am
Capital Gains Research Bureau, 375 U.S. 180 (1963). [read post]
28 Oct 2016, 1:00 am
Overcoming Selection Bias Posted by Alexander Vedrashko, Simon Fraser University, on Sunday, October 23, 2016 Tags: Behavioral finance, Capital markets, Dividends, Earnings announcements, Earnings disclosure, Firm performance,Information environment, Market efficiency, Market reaction, Market timing, Merger announcements, Repurchases Can Business Help Fix Our Broken Politics? [read post]
3 Aug 2021, 12:34 am
About Blue Sage Blue Sage Capital is an Austin, Texas-based private equity firm that has been investing in profitable, growing, lower middle-market companies since 2002. [read post]
9 Jun 2017, 6:06 am
Posted by Brian Tayan, Stanford University, on Thursday, June 8, 2017 Tags: Accountability, Boards of Directors, Executive turnover, Firm performance, Firm valuation, Incentives, Management, Market reaction, Succession, Termination, Transparency [read post]
28 Mar 2021, 2:11 am
Samsung Electronics America, Inc. has offices in the Western District of Texas where it sells and/or markets its products, including an office in Austin, Texas. [read post]
23 Feb 2018, 6:14 am
Posted by Craig Doidge (University of Toronto), on Wednesday, February 21, 2018 Tags: Capital formation, Capital markets, Disclosure, Equity capital, Firm valuation, GAAP, IPOs, Payouts, Private equity, Private firms, Public firms, R&D, Repurchases SEC Year-in-Review and a Look Ahead Posted by Alex Janghorbani and Anne E. [read post]
21 Jul 2021, 12:49 pm
Citigroup Global Markets, Inc. and Jefferies LLC are also acting as book-running managers for the offering, and Canaccord Genuity LLC, Cowen and Company, LLC, Needham & Company LLC, Stifel, Nicolaus & Company, Incorporated and Loop Capital Markets LLC are acting as co-managers for the offering. [read post]
11 May 2020, 8:18 pm
” If the Commission adopts rules to expand opaque markets, it should have the data to understand them, she said. [read post]
26 Feb 2007, 8:53 am
According to Aguirre, his superiors were hesitant to challenge the soon-to-be head honcho, and the SEC dropped the insider trading case, which also involved Pequot Capital Management Inc., due to insufficient evidence last year. [read post]
